Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • [FCA CF] Functions requiring qualifications (17 Apr 2025 to 28 Nov 2025)
    • [FCA CF] Client dealing (17 Apr 2025 to 28 Nov 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 10 Nov 2024)
    • [FCA CF] Client dealing (20 Sep 2023 to 10 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.