Date authorised
1 April 2013
Companies House
00864461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402074055550
  • Complaints Contact

    1 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402074055550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Ringrose

    IRN AXR00048

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 31 Oct 2025)
    • [FCA CF] Client dealing (1 Apr 2022 to 31 Oct 2025)
  • Bryan Knight

    IRN BXK00011

    • [FCA CF] Client dealing (21 May 2024 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (21 May 2024 to 30 Nov 2025)
  • Caroline Helen Brewer

    IRN CHB01038

    • CF24 Pension Transfer Specialist (10 Oct 2003 to 15 Mar 2006)
    • CF21 Investment Adviser (10 Oct 2003 to 15 Mar 2006)
  • Charles McKay Robertson

    IRN CMR00011

    • CF30 Customer (24 Apr 2008 to 1 Jan 2013)
  • David John Moores

    IRN DJM00077

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
  • Dermot John O'Connor

    IRN DJO00019

    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • Ian Jeffrey Skinner

    IRN IJS01035

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
    • CF30 Customer (22 Jan 2015 to 8 Dec 2019)
  • Ian Mark Anderson

    IRN IMA00002

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (1 Apr 2022 to 31 Jan 2025)
  • Jason Cal Lurie

    IRN JCL00006

    • [FCA CF] Functions requiring qualifications (7 Sep 2023 to 31 Aug 2025)
    • [FCA CF] Client dealing (7 Sep 2023 to 31 Aug 2025)
  • Jasraj Singh Sehmi

    IRN JXS00832

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 20 May 2022)
    • [FCA CF] Client dealing (1 Dec 2021 to 20 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.