Dermot John O'Connor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eppione Limited

    FRN 757722

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 6 Apr 2020)
    • Responsibility for MCD Intermediation (since 6 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • CLEAR FINANCIAL ADVICE LIMITED (no longer approved here)

    FRN 462810

    • CF30 Customer (16 Oct 2017 to 8 Aug 2018)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (12 Feb 2013 to 25 Dec 2014)
    • CF4 Partner (AR) (12 Feb 2013 to 25 Dec 2014)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (16 Oct 2004 to 12 Apr 2006)
  • Square Mile Wealth Limited (no longer approved here)

    FRN 409357

    • (4)Employed By (16 Oct 2004 to 12 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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