Eppione Limited

• Principal Place of Business

  29 Throgmorton Street

  Warnford Court

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +442038133277

  Web

  https://www.eppione.co.uk

• Complaints Contact

  29 Throgmorton Street

  Warnford Court

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +442038133277

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren George Harrison

  IRN DXH23810

  • SMF3 Executive Director (12 Mar 2020 to 3 Jun 2025)
• David Peter Kindlon

  IRN DPK01057

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Jan 2017 to 8 Dec 2019)
• Dermot John O'Connor

  IRN DJO00019

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 6 Apr 2020)
  • Responsibility for MCD Intermediation (since 6 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
• Grace Melhuish

  IRN GXM00435

  • [FCA CF] Client dealing (1 Apr 2022 to 1 Jul 2022)
• James William Melhuish

  IRN JXM03136

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
• Lucy Melhuish

  IRN LXM00550

  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 31 Dec 2025)
• Michael Hickey

  IRN MXH03401

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2026)
• Neil James Fallon

  IRN NJF01097

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (3 Jan 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
• Russell John Hackwood

  IRN RXH00044

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)

• Eppione Private Clients Limited (no longer appointed)

  FRN 949951 · Appointed 28 Apr 2021 · Until 21 May 2025

No changes recorded yet.