Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eppione Limited
FRN 757722
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
- [FCA CF] Client dealing (since 4 Jan 2022)
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- CF4 Partner (AR) (4 Mar 2014 to 30 Jan 2021)
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- CF4 Partner (AR) (18 Feb 2014 to 30 Jan 2021)
- CF30 Customer (18 Jul 2013 to 30 Jan 2021)
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- Employed By (18 Jul 2013 to 30 Jan 2021)
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- CF1 Director (AR) (7 Oct 2003 to 30 Dec 2003)
- CF21 Investment Adviser (7 Oct 2003 to 30 Dec 2003)
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- Employed By (1 Dec 2001 to 1 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.