Aegis Financial Planning Limited

• Principal Place of Business

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

  Web

  https://www.aegisfp.com

• Complaints Contact

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam Shamil

  IRN AXS90871

  • [FCA CF] Client dealing (1 Aug 2020 to 31 May 2022)
  • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 31 May 2022)
• Adrian Roger Kemp

  IRN ARK00009

  • Responsibility for MCD Intermediation (21 Mar 2016 to 17 Apr 2017)
  • CF4 Partner (AR) (15 Jun 2015 to 17 Apr 2017)
  • CF1 Director (16 Jan 2015 to 17 Apr 2017)
  • CF30 Customer (16 Jan 2015 to 7 Apr 2017)
• Akash Prem Gupta

  IRN APG01099

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2021)
  • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
• Aleem Nijabat

  IRN AXN00038

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 8 Jul 2022)
  • [FCA CF] Client dealing (1 Dec 2020 to 8 Jul 2022)
• Andrew Robert French

  IRN AXF00065

  • CF30 Customer (23 Mar 2015 to 7 Apr 2017)
• Cameron McKay

  IRN CXM00759

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
  • [FCA CF] Client dealing (since 23 Jun 2025)
• Christian Richard Mather

  IRN CRM01109

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
• Christopher Grimes

  IRN CXG00082

  • CF30 Customer (10 Apr 2015 to 7 Apr 2017)
• Craig Michael Beattie

  IRN CXB81026

  • SMF16 Compliance Oversight (31 Jul 2020 to 25 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 25 Mar 2025)
  • [FCA CF] Functions requiring qualifications (28 May 2020 to 25 Apr 2025)
  • [FCA CF] Client dealing (25 May 2020 to 25 Apr 2025)
• David Collins

  IRN DXC00181

  • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 11 Oct 2021)
  • [FCA CF] Client dealing (4 Jan 2021 to 11 Oct 2021)

• Demontfort Financial Advisers LLP (no longer appointed)

  FRN 452221 · Appointed 13 Mar 2015 · Until 20 Apr 2017

No changes recorded yet.