Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
- CF30 Customer (since 10 Oct 2025)
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Quilter Financial Advisers Ltd
FRN 452529
- (107)Employed By (since 10 Oct 2025)
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Aegis Financial Planning Limited
FRN 624298
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
- [FCA CF] Client dealing (since 23 Jun 2025)
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- (6)Employed By (5 Oct 2022 to 12 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.