Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • SMF16 Compliance Oversight (31 Jul 2020 to 25 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (28 May 2020 to 25 Apr 2025)
    • [FCA CF] Client dealing (25 May 2020 to 25 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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