Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (31 Jul 2020 to 25 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 25 Mar 2025)
- [FCA CF] Functions requiring qualifications (28 May 2020 to 25 Apr 2025)
- [FCA CF] Client dealing (25 May 2020 to 25 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.