Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (21 May 2024 to 30 Nov 2025)
- [FCA CF] Client dealing (21 May 2024 to 30 Nov 2025)
-
- CF30 Customer (30 Nov 2009 to 12 Nov 2010)
-
- CF30 Customer (1 Nov 2007 to 30 Nov 2009)
- CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
-
- (4)Employed By (19 Aug 2004 to 11 Sep 2006)
-
- (3)Employed By (25 Mar 2003 to 8 Dec 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.