Barnett Ravenscroft Financial Services Limited

• Principal Place of Business

  Barnett Ravenscroft

  13 Portland Road

  Birmingham

  B16 9HN

  UNITED KINGDOM

  Phone

  +4401214540910

  Web

  https://www.brwm.co.uk

• Complaints Contact

  Barnett Ravenscroft

  Birmingham

  B16 9HN

  UNITED KINGDOM

  Phone

  +441214540910

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Jane Colcombe

  IRN AJC01360

  • CF22 Investment Adviser (Trainee) (29 Jul 2004 to 29 Jul 2004)
• Bryan Knight

  IRN BXK00011

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
• David Stephen Young

  IRN DSY01002

  • CF21 Investment Adviser (20 Oct 2004 to 20 Dec 2004)
• Igors Alferovs

  IRN IXA00023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 29 May 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF24 Pension Transfer Specialist (7 Jul 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
• Kevin Robert Wood

  IRN KRW01048

  • CF30 Customer (1 Aug 2010 to 23 Dec 2013)
• Nicholas John Goodwin

  IRN NJG00010

  • CF30 Customer (15 Sep 2009 to 1 Nov 2011)
  • CF21 Investment Adviser (21 Jan 2004 to 16 Jul 2004)
• Nicholas John O'Sullivan

  IRN NJO01046

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
• Philip Anthony Barnett

  IRN PAB00128

  • CF1 Director (AR) (19 May 2005 to 27 Mar 2019)
  • CF1 Director (21 Jan 2004 to 8 Dec 2019)
• Richard Howard David Gold

  IRN RHG00018

  • CF1 Director (AR) (9 May 2005 to 27 Mar 2019)
  • CF1 Director (21 Jan 2004 to 8 Dec 2019)
• Richard James Wood

  IRN RJW00037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (AR) (since 18 May 2005)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (21 Jan 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jan 2004 to 31 Oct 2007)
  • CF1 Director (21 Jan 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jan 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Jan 2004 to 31 Mar 2009)

• Encore Family Office Ltd

  FRN 772934 · Appointed 2 Mar 2017

• Better Invest Direct limited

  FRN 431216 · Appointed 18 Apr 2005

No changes recorded yet.