Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clarity Wealth Management LLP
FRN 575252
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Jul 2023)
- [FCA CF] Client dealing (since 12 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 12 Jul 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (17 Jul 2017 to 9 Nov 2018)
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- CF30 Customer (2 Jan 2019 to 13 Aug 2019)
- CF1 Director (AR) (2 Jan 2019 to 13 Aug 2019)
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- CF30 Customer (12 May 2017 to 27 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.