Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2023)
    • [FCA CF] Client dealing (since 12 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 12 Jul 2023)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (17 Jul 2017 to 9 Nov 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (2 Jan 2019 to 13 Aug 2019)
    • CF1 Director (AR) (2 Jan 2019 to 13 Aug 2019)
  • Kingswood Law IFA Limited (no longer approved here)

    FRN 453814

    • CF30 Customer (12 May 2017 to 27 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.