Kingswood Law IFA Limited

• Principal Place of Business

  Felcourt Farm

  Felcourt Road

  East Grinstead

  West Sussex

  RH19 2RR

  UNITED KINGDOM

  Phone

  +4401342871200

  Web

  https://www.kingswoodlawifa.com

• Complaints Contact

  Felcourt Farm

  Felcourt Road

  East Grinstead

  West Sussex

  RH19 2RR

  UNITED KINGDOM

  Phone

  +4401342871200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · Not permitted to carry out credit repair services

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Andrew John Cooper

  IRN AJC01193

  • 10. Broker fund adviser
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Client dealing (since 3 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
• Brian Robin Bennis

  IRN BRB01022

  • CF1 Director (AR) (12 Jan 2009 to 4 Oct 2021)
  • CF30 Customer (12 Jan 2009 to 23 Dec 2009)
  • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Jul 2006 to 30 Jun 2008)
  • CF10 Compliance Oversight (14 Jul 2006 to 30 Jun 2008)
  • CF8 Apportionment and Oversight (14 Jul 2006 to 30 Jun 2008)
  • CF1 Director (14 Jul 2006 to 30 Jun 2008)
  • Responsible for Insurance Mediation (14 Jul 2006 to 30 Jun 2008)
• Chloe Mair Strong

  IRN CMG01111

  • CF30 Customer (18 Feb 2013 to 30 Jan 2015)
• Garry Michael Whelan

  IRN GMW01071

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
• Geoffrey John Gill

  IRN GJG00023

  • CF30 Customer (7 Oct 2014 to 27 Nov 2014)
• Jonathan Christopher Hathway Day

  IRN JCD01127

  • CF30 Customer (28 Jul 2009 to 17 Feb 2012)
• Kevin John Whelan

  IRN KJW00028

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Aug 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2008 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Aug 2008 to 31 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
  • CF1 Director (14 Jul 2006 to 8 Dec 2019)
• Lars Ian Singleton

  IRN LIS01001

  • CF30 Customer (24 Feb 2015 to 8 May 2019)
• Martin Clive Turbin

  IRN MCT00004

  • CF30 Customer (12 May 2017 to 27 Jun 2017)
• Michael Dennis Smith

  IRN MDS01244

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 23 Sep 2022)
  • [FCA CF] Client dealing (1 Jan 2020 to 23 Sep 2022)
  • CF30 Customer (26 Aug 2016 to 8 Dec 2019)

• Empowered Pensions Limited (no longer appointed)

  FRN 808382 · Appointed 4 May 2018 · Until 9 Jan 2020

• Cleversquirrel Ltd (no longer appointed)

  FRN 491347 · Appointed 11 Nov 2008 · Until 10 Mar 2021

• Kingswood Law Partnersip Ltd (no longer appointed)

  FRN 464653 · Appointed 1 Mar 2007 · Until 9 Jan 2020

No changes recorded yet.