Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S&S Financial Solutions Limited
FRN 798272
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
- CF1 Director (3 Apr 2018 to 8 Dec 2019)
- CF30 Customer (3 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (18 Feb 2013 to 30 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.