Michael Dennis Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Oct 2022)
    • CF30 Customer (since 12 Sep 2022)
  • Beals Mortgage and Financial Services Limited

    FRN 471442

    • Employed By (since 12 Sep 2022)
  • Kingswood Law IFA Limited (no longer approved here)

    FRN 453814

    • [FCA CF] Client dealing (1 Jan 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 23 Sep 2022)
    • CF30 Customer (26 Aug 2016 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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