Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (12 Jan 2009 to 4 Oct 2021)
- CF30 Customer (12 Jan 2009 to 23 Dec 2009)
- CF10 Compliance Oversight (14 Jul 2006 to 30 Jun 2008)
- CF1 Director (14 Jul 2006 to 30 Jun 2008)
- CF11 Money Laundering Reporting (14 Jul 2006 to 30 Jun 2008)
- CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jul 2006 to 30 Jun 2008)
- Responsible for Insurance Mediation (14 Jul 2006 to 30 Jun 2008)
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- Employed By (27 Nov 2008 to 4 Oct 2021)
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- CF1 Director (AR) (31 Oct 2004 to 26 Feb 2009)
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- CF1 Director (AR) (31 Oct 2004 to 8 Jan 2007)
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- (2)Employed By (31 Oct 2004 to 4 Oct 2021)
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- CF1 Director (AR) (1 Dec 2001 to 8 Jan 2007)
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- CF1 Director (AR) (1 Dec 2001 to 8 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.