Andrew John Cooper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingswood Law IFA Limited

    FRN 453814

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
    • [FCA CF] Client dealing (since 3 Feb 2020)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • CF30 Customer (25 Sep 2017 to 13 Sep 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (21 Nov 2002 to 17 Jan 2003)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (21 Nov 2002 to 17 Jan 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Nov 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (21 Nov 2002 to 17 Jan 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF27 Investment Management (1 Dec 2001 to 7 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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