Evans Hart Limited

• Principal Place of Business

  1 Bell Yard

  London

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +4402074055550

  Web

  https://www.evanshart.co.uk

• Complaints Contact

  1 Bell Yard

  London

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +4402074055550

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Ardine Pearce

  IRN MAA01081

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 28 Nov 2025)
  • [FCA CF] Client dealing (1 Apr 2022 to 28 Nov 2025)
• Myles David Hart

  IRN MDH00016

  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
• Nicholas Paul Crown

  IRN NPC00015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
• Paul Anthony Rodker

  IRN PAR00023

  • CF30 Customer (24 Feb 2009 to 28 Dec 2011)
• Ralph Michael Rathbone Head

  IRN RMH00003

  • CF21 Investment Adviser (9 Oct 2003 to 30 Mar 2006)
• Richard Gallacher

  IRN RXG01651

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • CF30 Customer (22 Jan 2015 to 8 Dec 2019)
• Richard Patrick King

  IRN RPK00002

  • CF30 Customer (1 Nov 2007 to 3 Nov 2010)
  • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Mar 2005 to 31 Oct 2007)
• Rupert Malise Smith

  IRN RMS00014

  • CF30 Customer (6 Jun 2008 to 1 Sep 2009)
• Simon Neil Ainley

  IRN SNA00001

  • [FCA CF] Client dealing (7 Sep 2023 to 2 Nov 2025)
  • [FCA CF] Functions requiring qualifications (7 Sep 2023 to 2 Nov 2025)
• Stephen James Evans

  IRN SJE00007

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 27 Sep 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (15 Jun 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.