Nicholas Paul Crown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
- [FCA CF] Client dealing (since 28 Nov 2025)
Evans Hart Limited (no longer approved here)
FRN 121066
- [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
- CF30 Customer (6 Dec 2018 to 8 Dec 2019)
D G S Independent Financial Advisers Limited (no longer approved here)
FRN 225814
- CF21 Investment Adviser (30 Sep 2003 to 20 Apr 2004)
DGS Independent Financial Advisers Ltd (no longer approved here)
FRN 200277
- Employed By (19 Aug 1999 to 30 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.