Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
    • [FCA CF] Client dealing (since 28 Nov 2025)
    • [FCA CF] Manager of certification employee (28 Nov 2025 to 11 Dec 2025)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
    • CF30 Customer (22 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.