Matthew Edward Mills

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The SE7EN Group Ltd

    FRN 959221

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2022)
    • Responsible for Insurance Distribution (since 6 Jun 2022)
    • SMF16 Compliance Oversight (since 6 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jun 2022)
    • SMF3 Executive Director (since 6 Jun 2022)
    • [FCA CF] Client dealing (since 6 Jun 2022)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF4 Partner (AR) (18 Feb 2013 to 25 Dec 2014)
    • CF30 Customer (18 Feb 2013 to 25 Dec 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 12 Oct 2006)
    • CF1 Director (AR) (1 Jun 2005 to 12 Oct 2006)
  • Landmark Financial Resources (no longer approved here)

    FRN 214481

    • (13)Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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