Keith James Sheehan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Wealth Management Limited

    FRN 120776

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 3 Aug 2025)
    • [FCA CF] Client dealing (4 Nov 2024 to 3 Aug 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 14 Apr 2025)
  • Evans Hart Limited (no longer approved here)

    FRN 121066

    • CF1 Director (10 Aug 2010 to 29 Sep 2010)
    • CF30 Customer (10 Aug 2010 to 3 Nov 2010)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (6 Mar 2002 to 29 May 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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