Jeanette Guy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 1 Dec 2025)
  • Evans Hart Limited

    FRN 121066

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 May 2024)
    • [FCA CF] Significant management (since 21 May 2024)
    • [FCA CF] Client dealing (since 21 May 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Sep 2010 to 8 Dec 2019)
    • CF1 Director (9 Sep 2010 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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