Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hubert Christiaan Van Wolfswinkel

    IRN HCV01008

    • CF1 Director (AR) (since 9 Dec 2025)
    • CF30 Customer (since 9 Dec 2025)
    • CF4 Partner (AR) (since 9 Dec 2025)
    • SMF3 Executive Director (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Hugh Cameron Shields

    IRN HXS01333

    • CF28 Systems and controls (10 Apr 2008 to 24 Dec 2008)
    • CF29 Significant management (10 Apr 2008 to 24 Dec 2008)
  • Iain Henry Abrahams

    IRN IHA01004

    • CF3 Chief Executive (15 Mar 2011 to 14 Nov 2011)
    • CF29 Significant management (20 Nov 2009 to 14 Nov 2011)
  • Ian John Axe

    IRN IJA01024

    • CF29 Significant management (22 Dec 2010 to 15 Feb 2011)
  • Isabella Boman-Flavell

    IRN IXB18952

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • Jasvinder Singh Bal

    IRN JSB01149

    • CF21 Investment Adviser (13 May 2005 to 8 Dec 2006)
    • CF27 Investment Management (13 May 2005 to 8 Dec 2006)
  • Jerry Del Missier

    IRN JXD01273

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Feb 2003 to 27 Mar 2006)
  • John Cavill

    IRN JIC01033

    • CF30 Customer (11 Nov 2009 to 10 Jun 2010)
  • John Laurence Walker

    IRN JLW01064

    • CF30 Customer (1 Nov 2007 to 30 Jun 2013)
    • CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Dec 2004)
  • John Stephen Mahon

    IRN JSM01114

    • CF28 Systems and controls (10 Feb 2011 to 22 Nov 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.