Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 May 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (10 Jun 2010 to 8 Dec 2019)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • [FCA CF] Manager of certification employee (28 May 2020 to 31 May 2024)
    • [FCA CF] Client dealing (28 May 2020 to 31 May 2024)
    • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF30 Customer (11 Nov 2009 to 10 Jun 2010)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Nov 2009 to 9 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.