Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (5 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
    • CF29 Significant management (1 Nov 2007 to 3 Jul 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Feb 2003 to 27 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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