Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marsden Building Society
FRN 206050
- SMF13 Chair of the Nominations Committee (since 13 Mar 2021)
- SMF9 Chair of the Governing Body (since 14 May 2018)
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River Capital Management Limited
FRN 180891
- SMF9 Chair of the Governing Body (since 25 Feb 2020)
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- [FCA CF] Client dealing (31 Mar 2021 to 5 Apr 2024)
- CF30 Customer (22 Jun 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (29 Mar 2011 to 22 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2013)
- CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 30 Dec 2004)
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- CF2 Non Executive Director (12 May 2006 to 1 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.