Ian John Axe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • SMF1 Chief Executive (9 Dec 2019 to 9 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2020)
    • CF1 Director (AR) (19 Jul 2017 to 9 Mar 2020)
    • CF1 Director (18 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (18 Jul 2017 to 8 Dec 2019)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF29 Significant management (22 Dec 2010 to 15 Feb 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (22 Dec 2010 to 15 Feb 2011)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF29 Significant management (22 Dec 2010 to 15 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.