Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- SMF10 Chair of the Risk Committee (since 1 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Oct 2024 to 31 Dec 2024)
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- SMF1 Chief Executive (6 Sep 2016 to 30 Sep 2017)
- CF28 Systems and controls (10 Feb 2011 to 30 Apr 2014)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
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- CF28 Systems and controls (10 Feb 2011 to 22 Nov 2011)
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- CF28 Systems and controls (10 Feb 2011 to 8 Nov 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.