Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF3 Chief Executive (15 Mar 2011 to 14 Nov 2011)
    • CF29 Significant management (20 Nov 2009 to 14 Nov 2011)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF3 Chief Executive (15 Mar 2011 to 7 Feb 2013)
    • CF29 Significant management (7 Jun 2010 to 19 Dec 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (20 Nov 2009 to 19 Dec 2011)
    • CF28 Systems and controls (31 Mar 2009 to 30 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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