Embark Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paul Gerard McNamara

  IRN PXM01872

  • Director of firm who is not a certification employee or a SMF manager (since 2 Sep 2024)
• Paul McMahon

  IRN PXM01312

  • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
• Peter Robert Green

  IRN PRG01051

  • CF1 Director (13 Aug 2009 to 13 Mar 2010)
  • CF2 Non Executive Director (21 Jun 2007 to 13 Aug 2009)
• Phillip John Smith

  IRN PRS01198

  • [FCA CF] Manager of certification employee (31 Jan 2021 to 27 Aug 2021)
  • [FCA CF] Significant management (31 Jan 2021 to 27 Aug 2021)
  • CF1 Director (AR) (27 Sep 2019 to 27 Aug 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Dec 2019)
  • CF1 Director (29 May 2013 to 6 Dec 2019)
  • Responsible for Insurance Mediation (29 May 2013 to 30 Sep 2018)
  • CF3 Chief Executive (29 May 2013 to 6 Dec 2019)
• Priscilla Davies

  IRN PAD01167

  • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 30 Jun 2023)
• Rachel Elizabeth Allen

  IRN REA01028

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 31 Oct 2007)
• Ranila Ravi-Burslem

  IRN RXR00033

  • [FCA CF] Manager of certification employee (17 Jul 2023 to 26 Nov 2023)
• Richard Leslie Martin Wohanka

  IRN RLW01071

  • CF2 Non Executive Director (24 Jun 2013 to 21 Mar 2017)
• Richard Mark Valentine

  IRN RMV01018

  • CF29 Significant management (11 Jun 2015 to 18 Sep 2015)
• Robert Kelly Adams

  IRN RKA01030

  • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
  • CF1 Director (14 Sep 2015 to 12 Nov 2019)
  • CF28 Systems and controls (1 Jul 2013 to 14 Sep 2015)

• Vested Employee Benefits Limited (no longer appointed)

  FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022

No changes recorded yet.