Embark Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rose Marie St Louis

  IRN RMS00016

  • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
• Scott Cameron Guild

  IRN SXG14518

  • SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
• Sean Bowker Haswell

  IRN SBH01052

  • CF1 Director (13 Jul 2012 to 23 May 2013)
  • CF29 Significant management (18 Jun 2010 to 7 Aug 2013)
• Shingirai Thaddeus Nyahasha

  IRN STN01013

  • SMF3 Executive Director (since 1 Sep 2024)
• Simon John James

  IRN SXJ00373

  • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 15 Feb 2023)
• Sophie Jane O'Connor

  IRN SJO01101

  • SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
• Stella Croot

  IRN SXS00229

  • CF1 Director (1 Jan 2013 to 23 May 2013)
  • CF10 Compliance Oversight (5 Oct 2006 to 8 Aug 2014)
  • CF11 Money Laundering Reporting (5 Oct 2006 to 8 Aug 2014)
• Stephen David Cave

  IRN SDC00011

  • CF30 Customer (15 Sep 2008 to 6 Apr 2009)
• Stephen John Mountford

  IRN SXM00633

  • [FCA CF] Significant management (31 Jan 2021 to 1 Aug 2024)
• Stephen Luigi Bertuzzi

  IRN SLB01145

  • CF1 Director (17 Jul 2008 to 28 Feb 2010)

• Vested Employee Benefits Limited (no longer appointed)

  FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022

No changes recorded yet.