Embark Services Limited

Date authorised
1 April 2013
Companies House
02089815
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401204803500
    Web
    https://www.embarkpensions.co.uk

  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Richard Hornbuckle

    IRN SRH01091

    • CF1 Director (1 Dec 2001 to 1 Dec 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2005)
  • Susan Deborah Busfield

    IRN SDB01129

    • CF1 Director (26 May 2006 to 5 Sep 2007)
  • Timothy Michael O'Connor

    IRN TMO01011

    • CF29 Significant management (4 Jun 2013 to 1 Oct 2014)
  • Trevor Newton Denison

    IRN TND00001

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 19 Mar 2008)
  • Vinay Kumar Jha

    IRN VXJ42366

    • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
  • Vincent Philippe Francois Cambonie

    IRN VPC01003

    • CF1 Director (AR) (2 Jan 2020 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (21 Feb 2017 to 8 Dec 2019)
    • CF28 Systems and controls (9 Oct 2015 to 21 Feb 2017)
  • Vivienne Belcher

    IRN VXB00005

    • CF2 Non Executive Director (22 Dec 2009 to 11 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF1 Director (13 Jan 2003 to 1 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Wayne Christopher Barlow

    IRN WXB14524

    • [FCA CF] Significant management (1 Jul 2022 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2022 to 31 Oct 2023)
  • Wendy Jane Crawford

    IRN WJC01101

    • SMF16 Compliance Oversight (12 Jan 2022 to 31 Aug 2024)
  • Wendy Jayne Sanderson

    IRN WJS01068

    • CF1 Director (26 May 2006 to 1 Nov 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.