Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (31 May 2014 to 8 Dec 2019)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF2 Non Executive Director (22 Dec 2009 to 11 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF1 Director (13 Jan 2003 to 1 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.