Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (31 May 2014 to 8 Dec 2019)
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- CF2 Non Executive Director (22 Dec 2009 to 11 Jan 2010)
- CF30 Customer (1 Nov 2007 to 4 Nov 2009)
- CF1 Director (13 Jan 2003 to 1 Nov 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.