Embark Services Limited

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FRN: 120820
Date authorised: 1 April 2013
Companies House: 02089815
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Lloyds Banking Group, 33 Old Broad Street

London

City Of London

EC2N 1HZ

UNITED KINGDOM

Phone

+4401204803500

Web

https://www.embarkpensions.co.uk
Complaints Contact

Lloyds Banking Group, 33 Old Broad Street

London

City Of London

EC2N 1HZ

UNITED KINGDOM

Phone

+4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

William David Leon Chalmers
IRN WDC01007
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
Zoe Louise Connolly
IRN ZXC00016
- [FCA CF] Functions requiring qualifications (31 Jan 2021 to 1 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Vested Employee Benefits Limited (no longer appointed)
FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.