Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Embark Services Limited
FRN 120820
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
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EBS Pensions Limited
FRN 134908
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
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Halifax Share Dealing Limited
FRN 183332
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Embark Investment Services Limited
FRN 737356
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Lloyds Bank PLC
FRN 119278
- SMF2 Chief Finance (since 1 Aug 2019)
- Responsible for Insurance Distribution (1 May 2021 to 15 Aug 2021)
- SMF1 Chief Executive (1 May 2021 to 15 Aug 2021)
- SMF24 Chief Operations (5 Mar 2021 to 5 Apr 2021)
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Bank of Scotland plc
FRN 169628
- SMF2 Chief Finance (since 1 Aug 2019)
- Responsible for Insurance Distribution (1 May 2021 to 15 Aug 2021)
- SMF1 Chief Executive (1 May 2021 to 15 Aug 2021)
- SMF24 Chief Operations (5 Mar 2021 to 5 Apr 2021)
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LDC (Managers) Limited
FRN 147964
- Director of firm who is not a certification employee or a SMF manager (since 25 Feb 2021)
- SMF3 Executive Director (9 Dec 2019 to 24 Feb 2021)
- CF1 Director (7 Aug 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (since 21 Apr 2020)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF7 Group Entity Senior Manager (since 2 Aug 2019)
Recent activity
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