DWS Alternatives Global Limited

Date authorised
5 January 2007
Companies House
05603289
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bill Hughes

    IRN WXH01050

    • CF1 Director (26 Feb 2007 to 28 Sep 2007)
    • CF27 Investment Management (26 Feb 2007 to 28 Sep 2007)
    • Responsible for Insurance Mediation (26 Feb 2007 to 28 Sep 2007)
  • Binh-Son Luong

    IRN BXL01177

    • CF30 Customer (12 Dec 2007 to 15 Apr 2009)
  • Brenna Ann O'Roarty

    IRN BAO01012

    • CF30 Customer (1 Nov 2007 to 30 Jan 2010)
    • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
  • Brian Joseph Sheahan

    IRN BXS00238

    • SMF16 Compliance Oversight (21 Jan 2022 to 23 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 23 Jul 2024)
  • Britt Lintner

    IRN BEL01011

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (17 Apr 2019 to 23 Apr 2019)
  • Carlo Pirzio-Biroli

    IRN CXP01289

    • CF30 Customer (16 Sep 2010 to 31 Jul 2017)
  • Cathy Gibson

    IRN CXG01758

    • CF30 Customer (18 Mar 2016 to 22 Dec 2017)
  • Charles Birt

    IRN CMB01253

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (17 Jan 2017 to 8 Dec 2019)
  • Charles Darrel Tutt

    IRN CDT01048

    • CF30 Customer (28 Aug 2008 to 28 Dec 2009)
  • Charles David Ridge

    IRN CDR01041

    • CF28 Systems and controls (1 Nov 2007 to 28 Jul 2008)
    • CF13 Finance (26 Feb 2007 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.