Cathy Gibson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 25 Apr 2023)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • [FCA CF] Client dealing (since 23 Feb 2021)
    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 25 Apr 2023)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2020)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (18 Mar 2016 to 22 Dec 2017)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (20 Nov 2015 to 22 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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