Charles David Ridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • [FCA CF] Significant management (9 Feb 2023 to 17 Nov 2023)
    • [FCA CF] Manager of certification employee (26 Feb 2021 to 1 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF28 Systems and controls (12 Aug 2013 to 5 Dec 2018)
    • CF11 Money Laundering Reporting (12 Aug 2013 to 31 Jan 2014)
    • CF10 Compliance Oversight (12 Aug 2013 to 31 Jan 2014)
    • CF1 Director (27 Feb 2009 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Manager of certification employee (26 Feb 2021 to 27 Jun 2023)
    • [FCA CF] Significant management (26 Feb 2021 to 27 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF11 Money Laundering Reporting (3 Jul 2014 to 5 Dec 2018)
    • CF1 Director (3 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2014 to 5 Dec 2018)
    • CF28 Systems and controls (3 Jul 2014 to 5 Dec 2018)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF28 Systems and controls (14 Jan 2008 to 28 Jul 2008)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF28 Systems and controls (1 Nov 2007 to 28 Jul 2008)
    • CF13 Finance (26 Feb 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (22 Mar 2007 to 10 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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