DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chi Chung Cheung

  IRN CCC01028

  • CF30 Customer (6 Sep 2010 to 31 Jul 2017)
• Chiara Copelia Randazzo

  IRN CCR01042

  • CF30 Customer (11 Nov 2011 to 29 Oct 2013)
• Christian Rijs

  IRN CXR08560

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jul 2021)
  • CF11 Money Laundering Reporting (4 Dec 2018 to 8 Dec 2019)
• Christian Schroeder

  IRN CXS01802

  • CF30 Customer (31 Dec 2009 to 18 Feb 2014)
• Christopher John Minter

  IRN CJM01253

  • CF30 Customer (23 Aug 2011 to 31 Oct 2012)
• Christopher Martyn Arthur Gee

  IRN CMG01049

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
• Christopher Pendrell Price

  IRN CPP01015

  • CF30 Customer (5 Dec 2014 to 15 Apr 2016)
• Christophoros Papachristophorou

  IRN CXP01145

  • CF3 Chief Executive (6 Feb 2008 to 20 Nov 2012)
  • CF30 Customer (1 Nov 2007 to 20 Nov 2012)
  • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
  • CF1 Director (24 Aug 2007 to 20 Nov 2012)
  • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
• Cillian Joseph Martin

  IRN CJM01482

  • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
• Claudio Siniscalco

  IRN CXS01276

  • CF30 Customer (8 Aug 2014 to 9 Mar 2017)

No changes recorded yet.