DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Corin Leonard Thoday

  IRN CLT01042

  • CF21 Investment Adviser (26 Feb 2007 to 23 May 2007)
• Daniel Francis Sarp

  IRN DFS01057

  • CF30 Customer (8 Dec 2017 to 20 Apr 2018)
• Daniel Frederic Rigny

  IRN DXR01201

  • CF21 Investment Adviser (26 Feb 2007 to 5 Apr 2007)
• Daniel Green

  IRN DSG01042

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jul 2022)
  • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
• Daniel Robert Skora

  IRN DRS01213

  • CF30 Customer (15 Mar 2017 to 1 Jan 2019)
• David Anand Ramroop

  IRN DAR01129

  • CF30 Customer (3 Dec 2012 to 19 Mar 2013)
• David Gordon Lauder Ross

  IRN DGR01042

  • CF30 Customer (12 Nov 2008 to 13 Apr 2012)
• David Michael Brush

  IRN DMB01181

  • CF30 Customer (1 Nov 2007 to 31 May 2012)
  • CF8 Apportionment and Oversight (26 Feb 2007 to 31 Oct 2007)
  • CF1 Director (26 Feb 2007 to 25 Feb 2008)
  • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
  • CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
  • CF3 Chief Executive (26 Feb 2007 to 25 Feb 2008)
• David Ruiz

  IRN DXR01441

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
• David Thoma

  IRN DXT01705

  • CF30 Customer (18 Mar 2016 to 5 Nov 2019)

No changes recorded yet.