David Gordon Lauder Ross

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Material risk taker (18 Oct 2024 to 20 Dec 2024)
    • [FCA CF] Client dealing (19 Aug 2024 to 20 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (17 Apr 2018 to 8 Dec 2019)
  • FMR Investment Management (UK) Limited (no longer approved here)

    FRN 476031

    • CF30 Customer (2 Jul 2012 to 31 Oct 2013)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (12 Nov 2008 to 13 Apr 2012)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (8 Jul 2008 to 13 Apr 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.