Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Jan 2026)
    • [FCA CF] Material risk taker (since 12 Jan 2026)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (12 Jan 2026 to 2 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • CF4 Partner (9 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (6 Sep 2010 to 31 Jul 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.