Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jul 2021)
    • CF11 Money Laundering Reporting (4 Dec 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jul 2021)
    • CF11 Money Laundering Reporting (4 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.