Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (20 Aug 2024 to 31 Mar 2026)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (6 Mar 2024 to 10 Jul 2024)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (26 Nov 2020 to 31 Mar 2026)
    • [FCA CF] Material risk taker (20 May 2019 to 31 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (20 May 2019 to 31 Mar 2026)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Significant management (10 Jul 2020 to 11 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2020 to 20 Jul 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (4 Mar 2020 to 31 Mar 2026)
    • CF30 Customer (19 Sep 2008 to 8 Dec 2019)
  • Legal & General Property Limited (no longer approved here)

    FRN 313282

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 4 May 2022)
    • CF3 Chief Executive (11 Jan 2008 to 6 Dec 2019)
    • CF1 Director (11 Jan 2008 to 6 Dec 2019)
    • CF8 Apportionment and Oversight (11 Jan 2008 to 31 Mar 2009)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Material risk taker (1 Apr 2020 to 20 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (19 Sep 2008 to 8 Dec 2019)
    • CF1 Director (11 Jan 2008 to 8 Dec 2019)
    • CF3 Chief Executive (11 Jan 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Jan 2008 to 31 Mar 2009)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF1 Director (26 Feb 2007 to 28 Sep 2007)
    • CF27 Investment Management (26 Feb 2007 to 28 Sep 2007)
    • Responsible for Insurance Mediation (26 Feb 2007 to 28 Sep 2007)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • CF27 Investment Management (1 Dec 2001 to 6 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF1 Director (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.