Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (20 Aug 2024 to 31 Mar 2026)
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- [FCA CF] Manager of certification employee (6 Mar 2024 to 10 Jul 2024)
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2026)
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- [FCA CF] Manager of certification employee (26 Nov 2020 to 31 Mar 2026)
- [FCA CF] Material risk taker (20 May 2019 to 31 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (20 May 2019 to 31 Mar 2026)
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- [FCA CF] Significant management (10 Jul 2020 to 11 Jul 2020)
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2020 to 20 Jul 2021)
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- [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2026)
- SMF18 Other Overall Responsibility (4 Mar 2020 to 31 Mar 2026)
- CF30 Customer (19 Sep 2008 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Apr 2020 to 4 May 2022)
- CF3 Chief Executive (11 Jan 2008 to 6 Dec 2019)
- CF1 Director (11 Jan 2008 to 6 Dec 2019)
- CF8 Apportionment and Oversight (11 Jan 2008 to 31 Mar 2009)
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- [FCA CF] Material risk taker (1 Apr 2020 to 20 Feb 2024)
- [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2026)
- CF30 Customer (19 Sep 2008 to 8 Dec 2019)
- CF1 Director (11 Jan 2008 to 8 Dec 2019)
- CF3 Chief Executive (11 Jan 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (11 Jan 2008 to 31 Mar 2009)
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- CF1 Director (26 Feb 2007 to 28 Sep 2007)
- CF27 Investment Management (26 Feb 2007 to 28 Sep 2007)
- Responsible for Insurance Mediation (26 Feb 2007 to 28 Sep 2007)
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- CF27 Investment Management (1 Dec 2001 to 6 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
- CF1 Director (1 Dec 2001 to 15 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.