Brian Joseph Sheahan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD
FRN 114627
- SMF16 Compliance Oversight (since 28 Jan 2025)
UBS Asset Management (UK) Ltd
FRN 119319
- SMF16 Compliance Oversight (since 28 Jan 2025)
UBS Asset Management Funds Ltd
FRN 141661
- SMF16 Compliance Oversight (since 28 Jan 2025)
UBS Asset Management Life Ltd
FRN 186527
- SMF16 Compliance Oversight (since 28 Jan 2025)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- SMF16 Compliance Oversight (21 Jan 2022 to 23 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 23 Jul 2024)
DWS Alternatives Global Limited (no longer approved here)
FRN 458997
- SMF16 Compliance Oversight (21 Jan 2022 to 23 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 23 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.