Crowe Financial Planning UK Limited

• Principal Place of Business

  5th Floor

  R Plus

  2 Blagrave Street

  Reading

  Reading

  RG1 1AZ

  UNITED KINGDOM

  Phone

  +4401189597222

  Web

  https://www.crowe.com/uk/crowefinancialplanning

• Complaints Contact

  Jarvis House

  4 Mount Ephraim Road

  Tunbridge Wells

  Kent

  TN1 1EE

  UNITED KINGDOM

  Phone

  +4401892700200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Andrew Smithyes

  IRN PAS00031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (26 Jun 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (26 Jun 2008 to 31 Mar 2009)
  • CF1 Director (6 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (6 Apr 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (4 Apr 2008 to 30 Sep 2018)
• Rebecca Louise Durrant

  IRN RLD01072

  • CF1 Director (12 Jan 2017 to 20 Sep 2019)
• Richard John Bernard Dean

  IRN RJD01186

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
  • CF30 Customer (8 Feb 2012 to 8 Dec 2019)
• Robert Douglas Farrar

  IRN RDF00004

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 19 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2001)
• Roger George Cobill

  IRN RGC01057

  • CF24 Pension Transfer Specialist (14 May 2002 to 29 Sep 2003)
  • CF21 Investment Adviser (14 May 2002 to 29 Sep 2003)
• Simon Ward

  IRN SJW01286

  • CF30 Customer (1 Nov 2007 to 20 Nov 2012)
  • CF24 Pension Transfer Specialist (16 Mar 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 26 Aug 2004)
• Stephen Michael Bullock

  IRN SMB01116

  • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
  • CF10 Compliance Oversight (1 Jan 2017 to 8 Dec 2019)
  • CF1 Director (19 Aug 2015 to 8 Dec 2019)
• Steven Anthony Williams

  IRN SAW00080

  • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 16 Apr 2004)
• Stuart Wilson Elder

  IRN SWE01012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2021)
  • CF30 Customer (3 Dec 2007 to 8 Dec 2019)
• Thomas Desborough

  IRN TXD01367

  • CF30 Customer (17 Oct 2016 to 14 Jul 2017)

No changes recorded yet.