Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2021)
- CF30 Customer (3 Dec 2007 to 8 Dec 2019)
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- CF24 Pension Transfer Specialist (5 Feb 2007 to 5 Apr 2007)
- CF21 Investment Adviser (5 Feb 2007 to 5 Apr 2007)
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- CF21 Investment Adviser (26 Oct 2002 to 22 Dec 2006)
- CF22 Investment Adviser (Trainee) (15 Apr 2002 to 26 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.