Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 8 Sep 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
- CF10 Compliance Oversight (1 Jan 2017 to 8 Dec 2019)
- CF1 Director (19 Aug 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF1 Director (11 May 2007 to 26 May 2009)
- CF23 Corporate Finance Adviser (11 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.