Steven Anthony Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 29 Jan 2021)
    • [FCA CF] Client dealing (since 29 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2021)
    • CF1 Director (AR) (since 29 Jan 2021)
  • ROCKWEALTH BRIGHTON LTD

    FRN 942202

    • (1)Employed By (since 29 Jan 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (7 Apr 2004 to 31 Jul 2006)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 16 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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