Crowe Financial Planning UK Limited

Date authorised
1 April 2013
Companies House
03415746
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    R Plus
    2 Blagrave Street
    Reading
    Reading
    RG1 1AZ
    UNITED KINGDOM
    Phone
    +4401189597222
    Web
    https://www.crowe.com/uk/crowefinancialplanning

  • Complaints Contact

    Jarvis House
    4 Mount Ephraim Road
    Tunbridge Wells
    Kent
    TN1 1EE
    UNITED KINGDOM
    Phone
    +4401892700200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Norkett

    IRN TXN00016

    • CF1 Director (1 Dec 2001 to 3 Jan 2017)
  • Tom Paul Elliott

    IRN TPE01008

    • CF1 Director (30 Nov 2010 to 1 Jul 2013)
  • Victoria Jane Joiner

    IRN VJH01027

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 21 Mar 2005)
  • William Ian Carrick Dale

    IRN WID00001

    • CF1 Director (1 Dec 2001 to 21 Aug 2015)
  • Zahir Fazal

    IRN ZXF00001

    • CF2 Non Executive Director (1 Dec 2001 to 8 Jul 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.